NYSE

About the NYSE Rules

The Rules of the NYSE.

What's New

Rules

  Rule 36 - Communications Between Exchange and Members' Offices

Dealings and Settlements

  Rule 107C - Retail Liquidity Program

Conduct Rules

  Rule 5220 - Disruptive Quoting and Trading Activity Prohibited
  Rule 7470 - Exemption to the Order Recording and Data Transmission Requirements

Disciplinary Rules (Investigations and Sanctions)

  Rule 8313 - Release of Disciplinary Complaints, Decisions and Other Information

Disciplinary Rules (Procedural)

  Rule 9560 - Expedited Client Suspension Proceeding
  © 2017 NYSE. All rights reserved.   Back to Top | Print this Page