NYSE

About the NYSE Rules

The Rules of the NYSE.

Rules

  Rule 1.1 - Definitions
  Rule 2 - “Member,” “Membership,” “Member Firm,” etc.
  Rule 7.14 - Clearance and Settlement
  Rule 7.31 - Orders and Modifiers
  Rule 7.46 - Tick Size Pilot Plan

Dealings and Settlements

  Rule 67 - Tick Size Pilot Plan

Operation of Member Organizations

  Rule 345 - Employees—Registration, Approval, Records
  Rule 345A - Continuing Education For Registered Persons

Trust Issued Receipts

  Rule 1210 - Registration Requirements
  Rule 1220 - Registration Categories
  Rule 1230 -Associated Persons Exempt from Registration
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