NYSE MKT

About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

What's New

Rules

Equities Rules

  Rule 6A - Trading Floor
  Rule 13 - Orders and Modifiers
  Rule 80B - Trading Halts Due to Extraordinary Market Volatility
  Rule 80C - Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
  Rule 107C - Retail Liquidity Program

Trading of Option Contracts

  Rule 901 - Option Contracts to Be Traded
  Rule 903 - Series of Options Open for Trading
  Rule 904 - Position Limits
  Rule 903G - Terms of FLEX Options
  Rule 900.3NY - Orders Defined
  Rule 953NY - Trading Halts and Suspensions
  Rule 953.1NY - Limit-Up and Limit-Down During Extraordinary Market Volatility
  Rule 959NY - Meaning of Premium Bids and Offers
  Rule 960NY - Trading Differentials
  Rule 990NY - Definitions Related to Order Protection and Locked and Crossed Markets

NYSE MKT Company Guide

  Section 140 - Original Listing Fees
  Section 801 - General
  Section 803 - Independent Directors and Audit Committee
  Section 805 - Executive Compensation
  © 2013 NYSE Euronext. All rights reserved.   Back to Top | Print this Page