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Friday, November 21, 2008

As stated in the Company's Proxy Statement filed with Securities and Exchange Commission ("SEC"), the reverse stock split was proposed in an effort to take the Company private and suspend its...
21 Nov 2008 16:09
Nov. 7 erroneously said nothing in the inspector general's report supported the claims of Gary Aguirre, a former SEC enforcement lawyer who was investigating Pequot.) Of DOW JONES NEWSWIRES WASHINGTON ...
21 Nov 2008 12:17
Read previous stories and court filings about SemGroup.The public company could be delisted by the stock exchange. Nasdaq officials once again are threatening to delist beleaguered SemGroup...
21 Nov 2008 10:11

SEC Eyes Books and Records Rule Changes

The SEC has long-overdue changes planned for its investment adviser books and records rule, said Andrew J. Donohue, Director of the SEC's Division of Investment Management at National Regulatory Services' recent Fall Compliance Conference in Scottsdale, AZ.

full story

Gross Proceeds & the 5% "Rule" Posted by rborgner (2 replies)

7-Oct-08 12:52 PM EST

Penny Stocks

The SEC has charged four stock promoters for running a broker bribery scheme designed to manipulate the market for the penny stock of Guyana Gold Corp.