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About the AMEX Constitution and Rules
Covers the Constitution and Rules of the American Stock Exchange LLC.
What's New - July 2009
Administrative
Officials
- Officers of the American Stock Exchange LLC
Members
- Members of the American Stock Exchange LLC
Member Organizations
- Member Organizations of the American Stock Exchange LLC
List of Securities
- List of Securities
Office Rules
Rule 476
- Disciplinary Proceedings Involving Charges Against Members, Member Organizations, Principal Executives, Approved Persons, Employees, or Others
NYSE Amex Equities Rules
Rule 13
- Definitions of Orders
Rule 123C
- Market on the Close Policy and Expiration Procedures
Rule 124
- Odd-Lot Orders
Rule 125
- DMM Combination Review Policy
Rule 342
- Offices-Approval, Supervision and Control
Rule 401
- Business Conduct
Rule 421
- Periodic Reports
Rule 435
- Miscellaneous Prohibitions
Rule 2010
- Standards of Commercial Honor and Principals of Trade
Rule 2020
- Use of Manipulative, Deceptive or Other Fraudulent Devices
Rule 2070
- Transactions Involving Exchange Employees
Rule 3130
- Annual Certification of Compliance and Supervisory Processes
Rule 3220
- Influencing or Rewarding Employees of Others
Rule 4560
- Short Interest Reporting
Rule 5190
- Notification Requirements for Offering Participants
Rule 6140
- Other Trading Practices
Trading of Option Contracts
Rule 900.3NY
- Rules Principally Applicable to Trading of Option Contracts
Amex Company Guide
Rule 110
- Securities of Foreign Companies
Rule 610
- Publication of an Annual Report
© Copyright 2009 American Stock Exchange LLC. All rights reserved.
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