About the NYSE Arca Bylaws and Rules

What's New

NYSE Arca Rules

The following rules are amended:

  Rule 0 - Regulation of the Exchange, OPT Holders and OPT Firms

  Rule 2.4 - Application Procedures

  Rule 2.12 - OTP Holders and OTP Firms

  Rule 2.24 - Floor Employees of OTP Firms

  Rule 3.1 - Overview

  Rule 3.3 - Board Committees

  Rule 5.3 - Criteria for Underlying Securities

  Rule 5.10(a) - Applicability, Definitions and References

  Rule 5.10(b) - Definitions

  Rule 5.19 - Terms of Index Option Contracts

  Rule 5.32 - Terms of FLEX Options

  Rule 6.1A - Definitions and References - OX

  Rule 6.4 - Series of Options Open for Trading

  Rule 6.4A - Select Provisions of Options Listing Procedures Plan

  Rule 6.17 - Verification of Compared Trades and Reconciliation of Uncompared Trades

  Rule 6.29 - Payment for Floor Brokerage Services

  Rule 6.32 - Market Maker Defined

  Rule 6.32A - Market-Maker Defined - OX

  Rule 6.36 - Letters of Guarantee

  Rule 6.37 - Obligations of Market Makers

  Rule 6.37A - Obligations of Market Makers - OX

  Rule 6.45 - Letters of Authorization

  Rule 6.60 - Order Service Firms

  Rule 6.65 - Trading Halts and Suspensions

  Rule 6.66 - Order Indentification

  Rule 6.68 - Record of Orders

  Rule 6.70 - Price Binding Despite Erroneous Report

  Rule 6.82 - Lead Market Makers

  Rule 6.87 - Obvious Errors and Catastrophic Errors

  Rule 6.89 - Erroneous Trades due to System Disruptions and Malfunctions

  Rule 6.96 - Temporary Rule Governing P and P/A Orders

  Rule 7.1 - Trading Sessions

  Rule 10.12 - Minor Rule Plan

  Rule 14.5 - Liability for Options Intermarket Linkage

NYSE Arca Equities

The following rules are amended:

  Rule 0 - Regulation of the Exchange, OPT Holders and OPT Firms

  Rule 5.2(b)(1) - Notification Requirements for Offering of Securities

  Rule 7.11 - Trading Pauses in Individual Securities Due to Extraordinary Market Volatility

  Rule 7.31 - Orders and Modifiers

  Rule 8.200 - Trust Issued Receipts

  Rule 8.201 - Commodity-Based Trust Shares

  Rule 8.202 - Currency Trust Shares

  Rule 8.203 - Commodity Index Trust Shares

  Rule 8.204 - Commodity Futures Trust Shares

  Rule 8.300 - Partnership Units

  Rule 8.400 - Paired Trust Shares

  Rule 8.500 - Trust Units

  Rule 8.700 - Managed Trust Securities