About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

What's New


Office Rules

  Rule 341 - Approval of Registered Employees and Officers
  Rule 462 - Minimum Margins

Equities Rules

  Rule 13 - Orders and Modifiers
  Rule 49 - Emergency Powers

Trading of Option Contracts

  Rule 909ByRDs Other Restrictions on Binary Return Derivatives
  Rule 980ByRDs Automatic Exercise of Binary Return Derivatives
  Rule 900.3NY Orders Defined
  Rule 967NY Price Protection

NYSE MKT LLC Company Guide

  Section 141 - Annual Fees
  Section 142 - Additional Listing Fees
  Section 332 - Fees for Listing Additional Securities
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