About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

What's New


Equities Rules

  Rule 13 - Orders and Modifiers
  Rule 67 - Tick Size Pilot Plan
  Rule 72 - Priority of Bids and Offers and Allocation of Executions
  Rule 80C - Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
  Rule 98 - Operation of a DMM Unit
  Rule 107C - Retail Liquidity Program
  Rule 115A - Orders at Opening
  Rule 440B - Short Sales
  Rule 1000 - Automatic Executions

Trading of Option Contracts

  Rule 964.2NY Participation Entitlement of Specialists and e-Specialists
  Rule 967.1NY Price Protection - Quotes

NYSE MKT LLC Company Guide

  Section 146 - Products and Services Available to Issuers
  Section 401 - Outline of Exchange Disclosure Policies
  Section 402 - Explanation of Exchange Disclosure Policies
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