About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

What's New


Office Rules

  Rule 476A - Imposition of Fines for Minor Violation(s) of Rules

Equities Rules

  Rule 103B - Security Allocation and Reallocation
  Rule 132 - Comparison and Settlement of Transactions Through A Fully-Interfaced or Qualified Clearing Agency

Trading of Option Contracts

  Rule 990NY Definitions Related to Order Protection and Locked and Crossed Markets
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