NYSE MKT

About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

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Rules

Equities Rules

  Rule 1.1E - Definitions
  Rule 7.20E - Registration of Market Makers
  Rule 7.21E - Obligations of Market Maker Authorized Traders
  Rule 7.22E - Registration of Non-DMM Market Makers in a Security
  Rule 7.23E - Obligations of Market Makers
  Rule 7.24E - Registration and Obligations of DMMs
  Rule 7.25E - DMM Security Allocation and Reallocation
  Rule 7.26E - DMM Combination Review Policy
  Rule 67 - Tick Size Pilot Plan
  Rule 103B - Security Allocation and Reallocation
  Rule 123E - DMM Combination Review Policy
  Rule 460 - DMMs Participating in Contests
  Rule 5220 - Disruptive Quoting and Trading Activity Prohibited
  Rule 7470 Exemption to the Order Recording and Data Transmission Requirements

Office Rules

  Rule 8313 - Release of Disciplinary Complaints, Decisions and Other Information
  Rule 9560 - Expedited Suspension Proceeding

Trading of Option Contracts

  Rule 900.2NY Definitions
  Rule 925.1NY Market Maker Quotes
  Rule 960NY Trading Differentials
  Rule 968NY Cabinet Trades (Accommodation Transactions)
  Rule 971.1NY Electronic Cross Transactions
  Rule 975NY Nullification and Adjustment of Options Transactions including Obvious Errors
  Rule 985NY Qualified Contingent Cross Trade
  Rule 994NY Broadcast Order Liquidity Delivery Mechanism
  Rule 996NY Disruptive Quoting and Trading Activity Prohibited

NYSE MKT LLC Company Guide

  Section 110 - Securities of Foreign Companies
  Section 610 - Publication of Annual Report
  Section 1007 - SEC Annual and Quarterly Report Timely Filing Criteria
  Section 1101 - General
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