About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

What's New


Office Rules

  Rule 476A - Imposition of Fines for Minor Violation(s) of Rules

Equities Rules

  Rule 48 - Exemptive Relief — Extreme Market Volatility Condition
  Rule 79A - Miscellaneous Requirements on Stock Market Procedures
  Rule 80C - Limit Up—Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility

Trading of Option Contracts

  Rule 960 General Comparison and Clearance Rule
  Rule 961 Give Up of a Clearing Member
  Rule 954NY Order Identification
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