Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.
- Imposition of Fines for Minor Violation(s) of Rules
- Exemptive Relief — Extreme Market Volatility Condition
- Miscellaneous Requirements on Stock Market Procedures
- Limit Up—Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Trading of Option Contracts
General Comparison and Clearance Rule
Give Up of a Clearing Member