About the NYSE MKT Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE MKT.

What's New


Office Rules

  Rule 476A - Imposition of Fines for Minor Violation(s) of Rules

Equities Rules

  Rule 72 - Priority of Bids and Offers and Allocation of Executions
  Rule 104 - Dealings and Responsibilities of DMMs
  Rule 107B - Supplemental Liquidity Providers
  Rule 107C - Retail Liquidity Program
  Rule 500 - Applicability
  Rule 1000 - Automatic Execution of Limit Orders Against Orders Reflected in Exchange Published Quotation

Trading of Option Contracts

  Rule 960 General Comparison and Clearance Rule
  Rule 961 Give Up of a Clearing Member
  Rule 954NY Order Identification
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