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Covers the Constitution and Rules of the Chicago Stock Exchange, Inc.
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What's New - November 2009
Admin
Participants
Participants
- Changes in Participant Membership are reflected.
Participant Firms
Participant Firms
- Changes in Participant Firms are reflected.
Participant Firms - Account Symbols
Account Symbols by Participant Firm Name
- Changes in the List of Participant Firms Account Symbols are reflected.
Account Symbols Listed Alphabetically by Account Symbol
- Changes in the List of Participant Firms Account Symbols are reflected.
List of Securities
List of Securities
- Changes in the List of Securities are reflected.
By-Laws of the Chicago Stock Exchange, Inc.
Article II, Sec. 2
- Number, Term of Office and Qualifications is amended.
Chicago Stock Exchange, Inc. Rules
Article 1, Rule 1
- Definitions is amended.
Article 1, Rule 2
- Order Types and Conditions is amended.
Article 8, Rule 17
- Customer Disclosures is added.
Article 17, Rule 3
- Responsibilities is amended.
Article 20, Rule 1
- Trading Sessions is amended.
Article 20, Rule 4
- Eligible Orders is amended.
Article 20, Rule 8
- Operations of the CHX Matching System is amended.
Article 20, Rule 10
- Handling of Clearly Erroneous Transactions is amended.
By-Laws of the CHX Holdings, Inc.
Article II, Sec. 2
- Number, Term of Office and Qualifications is amended.
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