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About the Chicago Stock Exchange, Inc.

Covers the Constitution and Rules of the Chicago Stock Exchange, Inc.

What's New - November 2009

Admin

Participants

Participants - Changes in Participant Membership are reflected.

Participant Firms

Participant Firms - Changes in Participant Firms are reflected.

Participant Firms - Account Symbols

Account Symbols by Participant Firm Name - Changes in the List of Participant Firms Account Symbols are reflected.
Account Symbols Listed Alphabetically by Account Symbol - Changes in the List of Participant Firms Account Symbols are reflected.

List of Securities

List of Securities - Changes in the List of Securities are reflected.

Chicago Stock Exchange, Inc. Rules

Article 1, Rule 1 - Definitions is amended.
Article 1, Rule 2 - Order Types and Conditions is amended.
Article 8, Rule 17 - Customer Disclosures is added.
Article 17, Rule 3 - Responsibilities is amended.
Article 20, Rule 1 - Trading Sessions is amended.
Article 20, Rule 4 - Eligible Orders is amended.
Article 20, Rule 8 - Operations of the CHX Matching System is amended.
Article 20, Rule 10 - Handling of Clearly Erroneous Transactions is amended.
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