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About the AMEX Constitution and Rules

Covers the Constitution and Rules of the American Stock Exchange LLC.

What's New - September 2008

Administrative

  Officials - Officers of the American Stock Exchange LLC
  Members - Members of the American Stock Exchange LLC
  Member Organizations - Member Organizations of the American Stock Exchange LLC
  List of Securities - List of Securities

AMEX Rules

General and Floor Rules

  Rule 18 - Withdrawal from Listing
  Rule 27 - Allocations Committee

Office Rules

  Rule 393 - Monthly Activity Assessment Fee
  Rule 462 - Minimum Margin

Trading of Option Contracts

  Rule 900BIN - Applicability; Definitions
  Rule 901BIN - Designation of Binary Option Contracts
  Rule 902BIN - Limitation of Liability of Exchange and of Reporting Authority
  Rule 904BIN - Position Limits
  Rule 905BIN - Exercise Limits
  Rule 906BIN - Reporting of Positions
  Rule 909BIN - Other Restrictions on Binary Option Transactions
  Rule 910BIN - Determination of Settlement Value
  Rule 915BIN - Maintenance Listing Standards
  Rule 918BIN - Trading Rotations, Halts and Suspensions
  Rule 951BIN - Premium Bids and Offers, Minimum Increments; Priority and Allocation
  Rule 952BIN - Minimum Bid-Ask Differentials
  Rule 980BIN - Automatic Exercise of Binary Option Contracts
  Rule 981BIN - FLEX Trading

Trading of Certain Equity Derivatives

  Rule 1002A - Initial and Continued Listing

Trading of Trust Issued Receipts

  Rule 1202 - Initial and Continued Listing

Trading of Paired Trust Shares

  Rule 1400 - Rules of General Applicability
  Rule 1401 - Designation of an Underlying Reference Price
  Rule 1402 - Initial and Continued Listing
  Rule 1405 - Limitation of Exchange Liability

AEMI Rules

  Rule 157—AEMI - Orders With More Than One Broker
  Rule 1000—AEMI - Portfolio Depositary Receipts
  Rule 1000A—AEMI - Index Fund Shares

Amex Company Guide

  Sec. 107 - OTHER SECURITIES
  Sec. 803 - INDEPENDENT DIRECTORS AND AUDIT COMMITTEE
  Sec. 1010 - PROCEDURES FOR DELISTING AND REMOVAL
  Sec. 1201 - PURPOSE AND GENERAL PROVISIONS
  Sec. 1202 - WRITTEN NOTICE OF STAFF DETERMINATION
  Sec. 1203 - REQUEST FOR HEARING
  Sec. 1204 - THE LISTING QUALIFICATIONS PANEL
  Sec. 1205 - REVIEW BY THE AMEX COMMITTEE ON SECURITIES
  Sec. 1206 - DISCRETIONARY REVIEW BY AMEX BOARD

 

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