NYSE American

About the NYSE American Rules

Covers the Rules, Governing Documents, and Company Guide of NYSE American.

What's New

Rules

Equities Rules

  Rule 0 Applicability and Phase-In
  Rule 6.3E - Prevention of the Misuse of Material, Nonpublic Information
  Rule 7.10E - Clearly Erroneous Executions
  Rule 7.11E - Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
  Rule 7.31E - Orders and Modifiers
  Rule 7.35E - Auctions
  Rule 7.37E - Order Execution and Ranking

Office Rules

  Rule 6900 - Consolidated Audit Trail Fee Dispute Resolution
  Rule 9217 - Violations Appropriate for Disposition Under Rule 9216(b)

Trading of Option Contracts

  Rule 903 Series of Options Open for Trading
  Rule 928NY Risk Limitation Mechanism
  Rule 953NY Trading Halts and Suspensions
  Rule 964NY Display, Priority and Order Allocation - Trading Systems
  Rule 975NY Nullifications and Adjustment of Options Transactions including Obvious Errors
  Rule 980NY Electronic Complex Order Trading

NYSE American LLC Company Guide

  Section 141 - Annual Fees
  Section 146 - Products and Services Available to Issuers
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