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About the AMEX Constitution and Rules

Covers the Constitution and Rules of the American Stock Exchange LLC.

What's New - May 2008

Administrative

  Officials - Officers of the American Stock Exchange LLC
  Members - Members of the American Stock Exchange LLC
  Member Organizations - Member Organizations of the American Stock Exchange LLC
  List of Securities - List of Securities

AMEX Rules

General and Floor Rules

  Rule 27 - Allocations Committee

Office Rules

  Rule 421 - Discretion as to Customers' Accounts

Trading of Option Contracts

  Rule 920 - Registration and Examination of Options Personnel
  Rule 921 - Opening of Accounts
  Rule 922 - Supervision of Accounts
  Rule 924 - Discretionary Accounts
  Rule 991 - Communications to Customers
  Rule 935—ANTE - Allocation of Executed Contracts
  Rule 995—ANTE - Amex Book Clerks ("ABCs")

Trading of Certain Equity Derivatives

  Rule 1002A - Initial and Continued Listing

AEMI Rules

  Rule 157—AEMI - Orders With More Than One Broker
  Rule 1000A—AEMI - Index Fund Shares

Amex Company Guide

  Sec. 107 - OTHER SECURITIES
  Sec. 140 - ORIGINAL LISTING FEES
  Sec. 141 - ANNUAL FEES

 

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